Hays Joseph Christopher's Form 4/A amendment
AmendedZoomInfo Technologies Inc. (GTM) · filed Nov 7, 2022
- Accession no.
- 0001794515-22-000175
- Filed
- Nov 7, 2022
- Trade date
- Sep 1, 2022
- Filing delay
- 67 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 6, 2022
This filing lists 2 non-derivative transactions. It carries over 10 transactions from the original filing that it did not restate. Open-market sales total $991.8K. It was filed 67 days after the trade.
This amendment restates part of 0001794515-22-000155 (filed Sep 6, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hays Joseph ChristopherCIK 0001813655 | Officer (Pres, Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | FTax withholdingDisposed | −185 | $45.42 | −$8,402.7 | 620,293 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −1,825 | $42.35F5 | −$77,288.75 | 618,468 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001794515-22-000155 (filed Sep 6, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | MOption exerciseAcquired | +5,318 | –F1 | – | 620,009 | Direct | |
| Sep 1, 2022 | Common Stock | MOption exerciseAcquired | +469 | –F3 | – | 620,478 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −12,841 | $42.15F8 | −$541,248.15 | 603,860 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −4,908 | $42.88F9 | −$210,455.04 | 598,952 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −1,100 | $44.28F10 | −$48,708 | 597,852 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −200 | $44.79F11 | −$8,958 | 597,652 | Direct | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −2,226 | $41.50F12 | −$92,379 | 595,426 | Direct | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −300 | $42.67F13 | −$12,801 | 595,126 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | MOption exerciseDisposed | −5,318 | $0.00 | $0 | 0 | Direct | |
| Sep 1, 2022 | Common Stock | MOption exerciseDisposed | −469 | $0.00 | $0 | 4,688 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Reflects LLC Units of HSKB Funds, LLC ("HSKB Units") that upon vesting settled into shares of Common Stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects an original amount of 255,124 HSKB Units of which 101,297 vested on December 5, 2020, 42,208 vested on December 14, 2020 and the remaining unvested portion vests in twenty-one equal monthly installments beginning on January 1, 2021, subject to accelerated vesting upon certain change in control events and other vesting conditions.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.57 to $42.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.57 to $43.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.73 to $44.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $44.78 to $44.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.335 to $42.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.59 to $42.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Phantom Units reported herein.
- F2
The original Form 4, filed on September 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 reported that 284 shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of HSKB Phantom Units reported therein when 185 shares were actually withheld. As a result of this administrative error, the number of shares beneficially owned by the Reporting Person following the corrected transaction reflects a corresponding increase in the number of shares reported as beneficially owned by the Reporting Person as of the time of the transaction.
- F3
Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Units reported herein.
- F4
The original Form 4, filed on September 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 reported that 3,493 shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of HSKB Units reported therein when 1,825 shares were actually withheld. As a result of this administrative error, the number of shares beneficially owned by the Reporting Person following the corrected transaction reflects a corresponding increase in the number of shares reported as beneficially owned by the Reporting Person as of the time of the transaction.
- F5
The price reported in Column 4 is a weighted average price, calculated as set forth in the original Form 4, filed on September 6, 2022.
Referenced by the price of 1 transaction in Table I.