Tenev Vladimir 的 Form 4 申報
Robinhood Markets, Inc.（HOOD），2025/9/16 申報
- 申報編號
- 0001783879-25-000272
- 申報時間
- 2025/9/16
- 交易日
- 2025/9/12-9/16
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $4.04 億。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Tenev VladimirCIK 0001871006 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/9/12 | Class A Common Stock | M行使選擇權取得 | +6,915,914 | –F1 | – | 6,915,914 | 直接 | |
| 2025/9/15 | Class A Common Stock | S賣出處分 | −289,667 | $113.10F3 | −$32,761,337.7 | 6,626,247 | 直接 | |
| 2025/9/15 | Class A Common Stock | S賣出處分 | −1,128,877 | $114.11F4 | −$128,816,154.47 | 5,497,370 | 直接 | |
| 2025/9/15 | Class A Common Stock | S賣出處分 | −1,768,531 | $114.88F5 | −$203,168,841.28 | 3,728,839 | 直接 | |
| 2025/9/15 | Class A Common Stock | S賣出處分 | −335,819 | $115.76F6 | −$38,874,407.44 | 3,393,020 | 直接 | |
| 2025/9/15 | Class A Common Stock | S賣出處分 | −3,038 | $116.48F7 | −$353,866.24 | 3,389,982 | 直接 | |
| 2025/9/16 | Class A Common Stock | D交回公司處分 | −3,389,982 | –F8 | – | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/9/12 | Common Stock | M行使選擇權處分 | −6,915,914 | $0.00 | $0 | 0 | 直接 | |
| 2025/9/16 | Class A Common Stock | A公司授予取得 | +3,389,982 | –F8 | – | 50,257,342 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades during the day at prices ranging from $112.45 to $113.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades during the day at prices ranging from $113.45 to $114.445. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades during the day at prices ranging from $114.45 to $115.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades during the day at prices ranging from $115.45 to $116.43. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades during the day at prices ranging from $116.45 to $116.50. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
表 I 有 1 筆交易的價格引用這則附註。
- F8
In connection with Robinhood Markets, Inc. ("Robinhood")'s initial public offering ("IPO"), Robinhood entered into an equity exchange right agreement with the Reporting Person and related entities. Pursuant to the equity exchange right agreement, the Reporting Person has a right (an "Equity Exchange Right") to require Robinhood to exchange, for shares of Class B Common Stock, any shares of Class A Common Stock received by him upon the vesting and settlement of restricted stock units ("RSUs"). The Equity Exchange Right applies only to RSUs granted to the Reporting Person prior to the closing of Robinhood's IPO on July 29, 2021. Such RSUs include the PSUs that settled on September 15, 2025 for 3,389,982 shares of Class A Common Stock and for which the Reporting Person has exercised his right to require Robinhood to exchange for shares of Class B Common Stock on a one-for-one basis pursuant to the equity exchange right agreement.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。