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Tenev Vladimir's Form 4 filing

Robinhood Markets, Inc. (HOOD) · filed Sep 16, 2025

Accession no.
0001783879-25-000272
Filed
Sep 16, 2025
Trade date
Sep 12-16, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $404.0M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tenev VladimirCIK 0001871006Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 12, 2025Class A Common StockMOption exerciseAcquired+6,915,914–F1–6,915,914Direct
Sep 15, 2025Class A Common StockSSaleDisposed−289,667$113.10F3−$32,761,337.76,626,247Direct
Sep 15, 2025Class A Common StockSSaleDisposed−1,128,877$114.11F4−$128,816,154.475,497,370Direct
Sep 15, 2025Class A Common StockSSaleDisposed−1,768,531$114.88F5−$203,168,841.283,728,839Direct
Sep 15, 2025Class A Common StockSSaleDisposed−335,819$115.76F6−$38,874,407.443,393,020Direct
Sep 15, 2025Class A Common StockSSaleDisposed−3,038$116.48F7−$353,866.243,389,982Direct
Sep 16, 2025Class A Common StockDReturned to the companyDisposed−3,389,982–F8–0Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 12, 2025Common StockMOption exerciseDisposed−6,915,914$0.00$00Direct
Sep 16, 2025Class A Common StockAGrant or awardAcquired+3,389,982–F8–50,257,342Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades during the day at prices ranging from $112.45 to $113.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades during the day at prices ranging from $113.45 to $114.445. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades during the day at prices ranging from $114.45 to $115.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades during the day at prices ranging from $115.45 to $116.43. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades during the day at prices ranging from $116.45 to $116.50. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Referenced by the price of 1 transaction in Table I.

F8

In connection with Robinhood Markets, Inc. ("Robinhood")'s initial public offering ("IPO"), Robinhood entered into an equity exchange right agreement with the Reporting Person and related entities. Pursuant to the equity exchange right agreement, the Reporting Person has a right (an "Equity Exchange Right") to require Robinhood to exchange, for shares of Class B Common Stock, any shares of Class A Common Stock received by him upon the vesting and settlement of restricted stock units ("RSUs"). The Equity Exchange Right applies only to RSUs granted to the Reporting Person prior to the closing of Robinhood's IPO on July 29, 2021. Such RSUs include the PSUs that settled on September 15, 2025 for 3,389,982 shares of Class A Common Stock and for which the Reporting Person has exercised his right to require Robinhood to exchange for shares of Class B Common Stock on a one-for-one basis pursuant to the equity exchange right agreement.

Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)