Cowen Inc. 的 Form 4 申報
Canna-Global Acquisition Corp（CNGL），2023/12/19 申報
- 申報編號
- 0001771015-23-000007
- 申報時間
- 2023/12/19 15:26 ET
- 交易日
- 2023/12/18
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $5.45 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Cowen Inc.CIK 0001466538 | 持股 10% 以上大股東 |
| RCG LV Pearl LLCCIK 0001613404 | 持股 10% 以上大股東 |
| Cowen Financial Products LLCCIK 0001771015 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/18 | Class A Common Stock | S賣出處分 | −5,000 | $10.90 | −$54,500 | 195,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
這份申報的交易價格沒有引用附註。
備註
(1) This Form 4 is filed jointly by Cowen Inc., Cowen Financial Products LLC ("Cowen Financial"), and RCG LV Pearl LLC ("RCG"), and collectively, the "Reporting Persons" (2) Each of the Reporting Persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purpose of Section 13(d) of the US Securities Exchanged Act of 1934, as amended, or any purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. (3) Represent securities owned directly by Cowen Financial, RCG is the sole member of Cowen Financial. Cowen Inc. is the sole member of RCG. In such capacities, each of RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Financial, but disclaims beneficial ownership of the securities reported here in except to the extent of its pecuniary interest therein.