Cowen Inc.'s Form 4 filing
Canna-Global Acquisition Corp (CNGL) · filed Dec 19, 2023
- Accession no.
- 0001771015-23-000007
- Filed
- Dec 19, 2023, 3:26 PM ET
- Trade date
- Dec 18, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $54.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cowen Inc.CIK 0001466538 | 10% Owner |
| RCG LV Pearl LLCCIK 0001613404 | 10% Owner |
| Cowen Financial Products LLCCIK 0001771015 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2023 | Class A Common Stock | SSaleDisposed | −5,000 | $10.90 | −$54,500 | 195,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
(1) This Form 4 is filed jointly by Cowen Inc., Cowen Financial Products LLC ("Cowen Financial"), and RCG LV Pearl LLC ("RCG"), and collectively, the "Reporting Persons" (2) Each of the Reporting Persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purpose of Section 13(d) of the US Securities Exchanged Act of 1934, as amended, or any purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. (3) Represent securities owned directly by Cowen Financial, RCG is the sole member of Cowen Financial. Cowen Inc. is the sole member of RCG. In such capacities, each of RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Financial, but disclaims beneficial ownership of the securities reported here in except to the extent of its pecuniary interest therein.