Perotti Daniel Stanley 的 Form 4 申報
PennyMac Financial Services, Inc.（PFSI），2025/10/28 申報
- 申報編號
- 0001745916-25-000021
- 申報時間
- 2025/10/28
- 交易日
- 2025/10/24
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 8 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $341.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Perotti Daniel StanleyCIK 0001591994 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/10/24 | Common Stock | M行使選擇權取得 | +11,852 | $11.28 | +$133,690.56 | 21,816 | 直接 | |
| 2025/10/24 | Common Stock | S賣出處分 | −5,821 | $130.76F2 | −$761,153.96 | 15,995 | 直接 | |
| 2025/10/24 | Common Stock | S賣出處分 | −4,072 | $132.93F3 | −$541,290.96 | 11,923 | 直接 | |
| 2025/10/24 | Common Stock | S賣出處分 | −1,959 | $133.46F4 | −$261,448.14 | 9,964 | 直接 | |
| 2025/10/24 | Common Stock | M行使選擇權取得 | +14,159 | $18.05 | +$255,569.95 | 24,123 | 直接 | |
| 2025/10/24 | Common Stock | S賣出處分 | −10,980 | $130.60F6 | −$1,433,988 | 13,143 | 直接 | |
| 2025/10/24 | Common Stock | S賣出處分 | −1,859 | $131.41F7 | −$244,291.19 | 11,284 | 直接 | |
| 2025/10/24 | Common Stock | S賣出處分 | −1,320 | $132.21F8 | −$174,517.2 | 9,964 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/10/24 | Common Stock | M行使選擇權處分 | −11,852 | $0.00 | $0 | 0 | 直接 | |
| 2025/10/24 | Common Stock | M行使選擇權處分 | −14,159 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported is the weighted average price of multiple transactions at prices ranging from $130.30 to $132.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported is the weighted average price of multiple transactions at prices ranging from $132.32 to $133.28. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported is the weighted average price of multiple transactions at prices ranging from $133.32 to $133.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported is the weighted average price of multiple transactions at prices ranging from $130.05 to $131.02 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported is the weighted average price of multiple transactions at prices ranging from $131.06 to $132.01 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported is the weighted average price of multiple transactions at prices ranging from $132.09 to $132.62 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。