Perotti Daniel Stanley's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Oct 28, 2025
- Accession no.
- 0001745916-25-000021
- Filed
- Oct 28, 2025
- Trade date
- Oct 24, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.42M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perotti Daniel StanleyCIK 0001591994 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2025 | Common Stock | MOption exerciseAcquired | +11,852 | $11.28 | +$133,690.56 | 21,816 | Direct | |
| Oct 24, 2025 | Common Stock | SSaleDisposed | −5,821 | $130.76F2 | −$761,153.96 | 15,995 | Direct | |
| Oct 24, 2025 | Common Stock | SSaleDisposed | −4,072 | $132.93F3 | −$541,290.96 | 11,923 | Direct | |
| Oct 24, 2025 | Common Stock | SSaleDisposed | −1,959 | $133.46F4 | −$261,448.14 | 9,964 | Direct | |
| Oct 24, 2025 | Common Stock | MOption exerciseAcquired | +14,159 | $18.05 | +$255,569.95 | 24,123 | Direct | |
| Oct 24, 2025 | Common Stock | SSaleDisposed | −10,980 | $130.60F6 | −$1,433,988 | 13,143 | Direct | |
| Oct 24, 2025 | Common Stock | SSaleDisposed | −1,859 | $131.41F7 | −$244,291.19 | 11,284 | Direct | |
| Oct 24, 2025 | Common Stock | SSaleDisposed | −1,320 | $132.21F8 | −$174,517.2 | 9,964 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2025 | Common Stock | MOption exerciseDisposed | −11,852 | $0.00 | $0 | 0 | Direct | |
| Oct 24, 2025 | Common Stock | MOption exerciseDisposed | −14,159 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average price of multiple transactions at prices ranging from $130.30 to $132.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is the weighted average price of multiple transactions at prices ranging from $132.32 to $133.28. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is the weighted average price of multiple transactions at prices ranging from $133.32 to $133.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is the weighted average price of multiple transactions at prices ranging from $130.05 to $131.02 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported is the weighted average price of multiple transactions at prices ranging from $131.06 to $132.01 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported is the weighted average price of multiple transactions at prices ranging from $132.09 to $132.62 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.