Perotti Daniel Stanley 的 Form 4 申報
PennyMac Financial Services, Inc.（PFSI），2025/10/24 申報
- 申報編號
- 0001745916-25-000010
- 申報時間
- 2025/10/24
- 交易日
- 2025/10/22
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 10 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $171.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Perotti Daniel StanleyCIK 0001591994 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/10/22 | Common Stock | M行使選擇權取得 | +4,763 | $11.28 | +$53,726.64 | 14,727 | 直接 | |
| 2025/10/22 | Common Stock | S賣出處分 | −3,784 | $130.30F2 | −$493,055.2 | 10,943 | 直接 | |
| 2025/10/22 | Common Stock | S賣出處分 | −797 | $131.96F3 | −$105,172.12 | 10,146 | 直接 | |
| 2025/10/22 | Common Stock | S賣出處分 | −41 | $132.91F4 | −$5,449.31 | 10,105 | 直接 | |
| 2025/10/22 | Common Stock | S賣出處分 | −141 | $133.99F5 | −$18,892.59 | 9,964 | 直接 | |
| 2025/10/22 | Common Stock | M行使選擇權取得 | +8,347 | $18.05 | +$150,663.35 | 18,311 | 直接 | |
| 2025/10/22 | Common Stock | S賣出處分 | −6,469 | $130.19F7 | −$842,199.11 | 11,842 | 直接 | |
| 2025/10/22 | Common Stock | S賣出處分 | −379 | $131.54F8 | −$49,853.66 | 11,463 | 直接 | |
| 2025/10/22 | Common Stock | S賣出處分 | −1,195 | $132.38F9 | −$158,194.1 | 10,268 | 直接 | |
| 2025/10/22 | Common Stock | S賣出處分 | −304 | $133.99F10 | −$40,732.96 | 9,964 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/10/22 | Common Stock | M行使選擇權處分 | −4,763 | $0.00 | $0 | 11,852 | 直接 | |
| 2025/10/22 | Common Stock | M行使選擇權處分 | −8,347 | $0.00 | $0 | 14,159 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported is the weighted average price of multiple transactions at prices ranging from $130.00 to $130.38. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported is the weighted average price of multiple transactions at prices ranging from $131.417 to $132.393. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported is the weighted average price of multiple transactions at prices ranging from $132.47 to $133.363. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported is the weighted average price of multiple transactions at prices ranging from $133.996 to $134.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported is the weighted average price of multiple transactions at prices ranging from $130.00 to $130.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported is the weighted average price of multiple transactions at prices ranging from $131.04 to $131.882 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported is the weighted average price of multiple transactions at prices ranging from $132.13 to $132.652 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported is the weighted average price of multiple transactions at prices ranging from $133.992 to $134.00 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。