Perotti Daniel Stanley's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Oct 24, 2025
- Accession no.
- 0001745916-25-000010
- Filed
- Oct 24, 2025
- Trade date
- Oct 22, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.71M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perotti Daniel StanleyCIK 0001591994 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2025 | Common Stock | MOption exerciseAcquired | +4,763 | $11.28 | +$53,726.64 | 14,727 | Direct | |
| Oct 22, 2025 | Common Stock | SSaleDisposed | −3,784 | $130.30F2 | −$493,055.2 | 10,943 | Direct | |
| Oct 22, 2025 | Common Stock | SSaleDisposed | −797 | $131.96F3 | −$105,172.12 | 10,146 | Direct | |
| Oct 22, 2025 | Common Stock | SSaleDisposed | −41 | $132.91F4 | −$5,449.31 | 10,105 | Direct | |
| Oct 22, 2025 | Common Stock | SSaleDisposed | −141 | $133.99F5 | −$18,892.59 | 9,964 | Direct | |
| Oct 22, 2025 | Common Stock | MOption exerciseAcquired | +8,347 | $18.05 | +$150,663.35 | 18,311 | Direct | |
| Oct 22, 2025 | Common Stock | SSaleDisposed | −6,469 | $130.19F7 | −$842,199.11 | 11,842 | Direct | |
| Oct 22, 2025 | Common Stock | SSaleDisposed | −379 | $131.54F8 | −$49,853.66 | 11,463 | Direct | |
| Oct 22, 2025 | Common Stock | SSaleDisposed | −1,195 | $132.38F9 | −$158,194.1 | 10,268 | Direct | |
| Oct 22, 2025 | Common Stock | SSaleDisposed | −304 | $133.99F10 | −$40,732.96 | 9,964 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2025 | Common Stock | MOption exerciseDisposed | −4,763 | $0.00 | $0 | 11,852 | Direct | |
| Oct 22, 2025 | Common Stock | MOption exerciseDisposed | −8,347 | $0.00 | $0 | 14,159 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average price of multiple transactions at prices ranging from $130.00 to $130.38. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is the weighted average price of multiple transactions at prices ranging from $131.417 to $132.393. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is the weighted average price of multiple transactions at prices ranging from $132.47 to $133.363. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported is the weighted average price of multiple transactions at prices ranging from $133.996 to $134.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported is the weighted average price of multiple transactions at prices ranging from $130.00 to $130.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported is the weighted average price of multiple transactions at prices ranging from $131.04 to $131.882 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported is the weighted average price of multiple transactions at prices ranging from $132.13 to $132.652 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported is the weighted average price of multiple transactions at prices ranging from $133.992 to $134.00 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.