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Unterseher Loren A 的 Form 4/A 修正申報

修正

SkyWater Technology, LLC(SKYT),2025/12/1 申報

申報編號
0001741560-25-000024
申報時間
2025/12/1 18:27 ET
交易日
2025/11/21-11/24
申報延遲
10 天
10b5-1 計畫
沒有勾選
原始申報日
2025/11/25

這份申報列了 2 筆非衍生性交易。公開市場賣出合計 $286.5 萬。交易後 10 天申報。

這份修正申報取代了 0001741560-25-000023(2025/11/25 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Unterseher Loren ACIK 0001741560董事、持股 10% 以上大股東
CMI Oxbow Partners, LLCCIK 0001857392董事、持股 10% 以上大股東
Oxbow Industries, LLCCIK 0001857514董事、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/11/21Common StockS賣出處分−100,000$14.13F1−$1,412,6404,687,394直接
2025/11/24Common StockS賣出處分−100,000$14.53F4−$1,452,6704,587,394直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 21, 2025 with sale prices ranging from $14.00 to $14.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F2

The reporting person's Form 4 filed on November 25, 2025 inadvertently reported incorrect holding amount.

F3

Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F4

Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 24, 2025 with sale prices ranging from $14.50 to $14.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F5

Oxbow directly holds the shares reported in Column 5.

F6

Shares owned directly by Mr. Unterseher.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)