Unterseher Loren A's Form 4/A amendment
AmendedSkyWater Technology, LLC (SKYT) · filed Dec 1, 2025
- Accession no.
- 0001741560-25-000024
- Filed
- Dec 1, 2025, 6:27 PM ET
- Trade date
- Nov 21-24, 2025
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 25, 2025
This filing lists 2 non-derivative transactions. Open-market sales total $2.87M. It was filed 10 days after the trade.
This amendment replaces 0001741560-25-000023 (filed Nov 25, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Unterseher Loren ACIK 0001741560 | Director, 10% Owner |
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 21, 2025 with sale prices ranging from $14.00 to $14.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The reporting person's Form 4 filed on November 25, 2025 inadvertently reported incorrect holding amount.
- F3
Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- F4
Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 24, 2025 with sale prices ranging from $14.50 to $14.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Oxbow directly holds the shares reported in Column 5.
- F6
Shares owned directly by Mr. Unterseher.