Unterseher Loren A 的 Form 4/A 修正申報
修正SkyWater Technology, LLC（SKYT），2025/9/24 申報
- 申報編號
- 0001741560-25-000012
- 申報時間
- 2025/9/24 12:01 ET
- 交易日
- 2025/9/18-9/19
- 申報延遲
- 6 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2025/9/23
這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $325.8 萬。交易後 6 天申報。
這份修正申報取代了 0001741560-25-000010（2025/9/23 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Unterseher Loren ACIK 0001741560 | 董事、持股 10% 以上大股東 |
| CMI Oxbow Partners, LLCCIK 0001857392 | 董事、持股 10% 以上大股東 |
| Oxbow Industries, LLCCIK 0001857514 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025.
- F2
Reflects the weighted average price of 74,900 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $12.50 to $13.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- F4
Reflects the weighted average price of 45,100 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $13.50 to $13.80 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects the weighted average price of 120,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 19, 2025 with sale prices ranging from $14.00 to $14.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。