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Unterseher Loren A 的 Form 4 申報

SkyWater Technology, LLC(SKYT),2025/9/23 申報

申報編號
0001741560-25-000010
申報時間
2025/9/23 08:15 ET
交易日
2025/9/18-9/19
申報延遲
5 天遲報
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $325.8 萬。交易後 5 天才申報,超過 2 個營業日的期限。

這份申報後來被修正申報 0001741560-25-000012(2025/9/24)取代,網站的交易表改用修正後的版本。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Unterseher Loren ACIK 0001741560董事、持股 10% 以上大股東
CMI Oxbow Partners, LLCCIK 0001857392董事、持股 10% 以上大股東
Oxbow Industries, LLCCIK 0001857514董事、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/9/18Common StockS賣出處分−74,900$12.81F1−$959,124.467,096,726直接
2025/9/18Common StockS賣出處分−45,100$13.59F3−$612,872.927,051,626直接
2025/9/19Common StockS賣出處分−120,000$14.05F4−$1,686,2766,931,626直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Reflects the weighted average price of 74,900 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $12.50 to $13.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F3

Reflects the weighted average price of 45,100 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $13.50 to $13.80 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

Reflects the weighted average price of 120,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 19, 2025 with sale prices ranging from $14.00 to $14.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)