Miller Steven G 的 Form 4 申報
Big 5 Sporting Goods Corp（BGFV），2021/11/15 申報
- 申報編號
- 0001739910-21-000077
- 申報時間
- 2021/11/15
- 交易日
- 2021/11/10-11/11
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $809.0 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Miller Steven GCIK 0001216336 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/11 | Common Stock, par value $.01 | M行使選擇權取得 | +3,125 | $6.20 | +$19,375 | 77,709 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | M行使選擇權取得 | +6,457 | $4.07 | +$26,279.99 | 84,166 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | M行使選擇權取得 | +11,458 | $2.23 | +$25,551.34 | 95,624 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | S賣出處分 | −4,582 | $40.00 | −$183,280 | 91,042 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | S賣出處分 | −1,875 | $39.50 | −$74,062.5 | 89,167 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | S賣出處分 | −3,125 | $39.57 | −$123,656.25 | 86,042 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | S賣出處分 | −5,000 | $41.00 | −$205,000 | 81,042 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | S賣出處分 | −6,458 | $42.50 | −$274,465 | 74,584 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | S賣出處分 | −10,043 | $41.70F1 | −$418,793.1 | 64,541 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | S賣出處分 | −12,687 | $41.91F2 | −$531,712.17 | 51,854 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | S賣出處分 | −50,000 | $43.36 | −$2,168,000 | 591,885 | 間接 | |
| 2021/11/10 | Common Stock, par value $.01 | S賣出處分 | −61,882 | $38.16F3 | −$2,361,417.12 | 44,063 | 間接 | |
| 2021/11/10 | Common Stock, par value $.01 | S賣出處分 | −14,333 | $39.06F5 | −$559,846.98 | 29,730 | 間接 | |
| 2021/11/10 | Common Stock, par value $.01 | S賣出處分 | −29,730 | $40.01F6 | −$1,189,497.3 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/11 | Common Stock, par value $.01 | M行使選擇權處分 | −3,125 | $0.00 | $0 | 2,084 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | M行使選擇權處分 | −6,467 | $0.00 | $0 | 8,334 | 直接 | |
| 2021/11/11 | Common Stock, par value $.01 | M行使選擇權處分 | −11,458 | $0.00 | $0 | 16,042 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the weighted average sale price for multiple transactions at prices ranging from $41.51 to $41.89 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Represents the weighted average sale price for multiple transactions at prices ranging from $41.90 to $42.00 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the weighted average sale price for multiple transactions at prices ranging from $38.00 to $38.65 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average sale price for multiple transactions at prices ranging from $39.00 to $39.25 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.15 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。