Miller Steven G's Form 4 filing
Big 5 Sporting Goods Corp (BGFV) · filed Nov 15, 2021
- Accession no.
- 0001739910-21-000077
- Filed
- Nov 15, 2021
- Trade date
- Nov 10-11, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 3 derivative transactions. Open-market sales total $8.09M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miller Steven GCIK 0001216336 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseAcquired | +3,125 | $6.20 | +$19,375 | 77,709 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseAcquired | +6,457 | $4.07 | +$26,279.99 | 84,166 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseAcquired | +11,458 | $2.23 | +$25,551.34 | 95,624 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −4,582 | $40.00 | −$183,280 | 91,042 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −1,875 | $39.50 | −$74,062.5 | 89,167 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −3,125 | $39.57 | −$123,656.25 | 86,042 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −5,000 | $41.00 | −$205,000 | 81,042 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −6,458 | $42.50 | −$274,465 | 74,584 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −10,043 | $41.70F1 | −$418,793.1 | 64,541 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −12,687 | $41.91F2 | −$531,712.17 | 51,854 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −50,000 | $43.36 | −$2,168,000 | 591,885 | Indirect | |
| Nov 10, 2021 | Common Stock, par value $.01 | SSaleDisposed | −61,882 | $38.16F3 | −$2,361,417.12 | 44,063 | Indirect | |
| Nov 10, 2021 | Common Stock, par value $.01 | SSaleDisposed | −14,333 | $39.06F5 | −$559,846.98 | 29,730 | Indirect | |
| Nov 10, 2021 | Common Stock, par value $.01 | SSaleDisposed | −29,730 | $40.01F6 | −$1,189,497.3 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 2,084 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseDisposed | −6,467 | $0.00 | $0 | 8,334 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseDisposed | −11,458 | $0.00 | $0 | 16,042 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sale price for multiple transactions at prices ranging from $41.51 to $41.89 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sale price for multiple transactions at prices ranging from $41.90 to $42.00 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price for multiple transactions at prices ranging from $38.00 to $38.65 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price for multiple transactions at prices ranging from $39.00 to $39.25 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.15 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.