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Honeycutt Van B 的 Form 4 申報

Big 5 Sporting Goods Corp(BGFV),2021/11/15 申報

申報編號
0001739910-21-000076
申報時間
2021/11/15
交易日
2021/11/10-11/11
申報延遲
5 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 11 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $332.5 萬。交易後 5 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Honeycutt Van BCIK 0001128796董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/11/10Common Stock, par value $.01M行使選擇權取得+7,875$14.92+$117,49594,042直接
2021/11/10Common Stock, par value $.01S賣出處分−7,875$40.31F1−$317,441.2586,167直接
2021/11/10Common Stock, par value $.01S賣出處分−16,729$40.13F2−$671,334.7769,438直接
2021/11/11Common Stock, par value $.01M行使選擇權取得+2,125$14.92+$31,70571,563直接
2021/11/11Common Stock, par value $.01M行使選擇權取得+3,000$20.29+$60,87074,563直接
2021/11/11Common Stock, par value $.01M行使選擇權取得+3,000$11.93+$35,79077,563直接
2021/11/11Common Stock, par value $.01S賣出處分−8,125$40.00−$325,00069,438直接
2021/11/11Common Stock, par value $.01S賣出處分−5,000$40.76−$203,80064,438直接
2021/11/11Common Stock, par value $.01S賣出處分−13,501$41.41F3−$559,076.4150,937直接
2021/11/11Common Stock, par value $.01S賣出處分−7,544$40.75F4−$307,41843,393直接
2021/11/11Common Stock, par value $.01S賣出處分−23,529$40.00F5−$941,16019,864直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/11/10Common Stock, par value $.01M行使選擇權處分−7,875$0.00$02,125直接
2021/11/11Common Stock, par value $.01M行使選擇權處分−2,125$0.00$00直接
2021/11/11Common Stock, par value $.01M行使選擇權處分−3,000$0.00$00直接
2021/11/11Common Stock, par value $.01M行使選擇權處分−3,000$0.00$00直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.67 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F2

Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.47 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F3

Represents the weighted average sale price for multiple transactions at prices ranging from $41.05 to $42.03 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

Represents the weighted average sale price for multiple transactions at prices ranging from $40.07 to $41.00 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F5

Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.05 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)