Honeycutt Van B's Form 4 filing
Big 5 Sporting Goods Corp (BGFV) · filed Nov 15, 2021
- Accession no.
- 0001739910-21-000076
- Filed
- Nov 15, 2021
- Trade date
- Nov 10-11, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.33M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Honeycutt Van BCIK 0001128796 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock, par value $.01 | MOption exerciseAcquired | +7,875 | $14.92 | +$117,495 | 94,042 | Direct | |
| Nov 10, 2021 | Common Stock, par value $.01 | SSaleDisposed | −7,875 | $40.31F1 | −$317,441.25 | 86,167 | Direct | |
| Nov 10, 2021 | Common Stock, par value $.01 | SSaleDisposed | −16,729 | $40.13F2 | −$671,334.77 | 69,438 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseAcquired | +2,125 | $14.92 | +$31,705 | 71,563 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseAcquired | +3,000 | $20.29 | +$60,870 | 74,563 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseAcquired | +3,000 | $11.93 | +$35,790 | 77,563 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −8,125 | $40.00 | −$325,000 | 69,438 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −5,000 | $40.76 | −$203,800 | 64,438 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −13,501 | $41.41F3 | −$559,076.41 | 50,937 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −7,544 | $40.75F4 | −$307,418 | 43,393 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | SSaleDisposed | −23,529 | $40.00F5 | −$941,160 | 19,864 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock, par value $.01 | MOption exerciseDisposed | −7,875 | $0.00 | $0 | 2,125 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseDisposed | −2,125 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2021 | Common Stock, par value $.01 | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.67 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.47 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price for multiple transactions at prices ranging from $41.05 to $42.03 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price for multiple transactions at prices ranging from $40.07 to $41.00 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price for multiple transactions at prices ranging from $40.00 to $40.05 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.