Sinha Amit 的 Form 4/A 修正申報
修正Zscaler, Inc.(ZS),2021/12/20 申報
- 申報編號
- 0001713683-21-000242
- 申報時間
- 2021/12/20
- 交易日
- 2021/9/16
- 申報延遲
- 95 天
- 10b5-1 計畫
- 表單沒有這欄(2023 年以前)
- 原始申報日
- 2021/9/17
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 9 筆交易。公開市場賣出合計 $408.3 萬。交易後 95 天申報。
這份修正申報重述了 0001713683-21-000187(2021/9/17 申報)的一部分,沒有重述的交易仍然有效,列在下面。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sinha AmitCIK 0001733850 | 董事、高階主管(President of R&D and CTO) |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/16 | Common Stock | S賣出處分 | −1,200 | $267.45 | −$320,940 | 253,172 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。
來自 0001713683-21-000187(2021/9/17 申報)。
非衍生性證券(表 I)
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/16 | Common Stock | M行使選擇權取得 | +7,000 | $5.93 | +$41,510 | 268,318 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −1,300 | $268.38F3 | −$348,894 | 266,898 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −1,800 | $269.44F4 | −$484,992 | 265,098 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −800 | $270.98F5 | −$216,784 | 264,298 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −200 | $272.11F6 | −$54,422 | 264,098 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −834 | $273.59F7 | −$228,174.06 | 263,264 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −866 | $274.26F8 | −$237,509.16 | 262,398 | 直接 | |
| 2021/9/16 | Common Stock | S賣出處分 | −8,146 | $268.97F10 | −$2,191,029.62 | 254,252 | 直接 |
衍生性證券(表 II)
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/16 | Common Stock | M行使選擇權處分 | −7,000 | $0.00 | $0 | 50,333 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F3
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $267.93 to $268.91, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $268.99 to $269.98, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $270.36 to $271.34, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $271.61 to $272.60, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $273.11 to $273.99, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $274.13 to $274.56, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $268.9667 to $268.9674, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F1
Correction due to scrivener's error from 120 shares sold to 1,200 shares sold.
- F2
Reflects corrected amount of beneficially owned securities after all September 16, 2021 transactions. Resulted in a decrease of 1,080 beneficially owned shares.