Sinha Amit's Form 4/A amendment
AmendedZscaler, Inc. (ZS) · filed Dec 20, 2021
- Accession no.
- 0001713683-21-000242
- Filed
- Dec 20, 2021
- Trade date
- Sep 16, 2021
- Filing delay
- 95 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 17, 2021
This filing lists 1 non-derivative transaction. It carries over 9 transactions from the original filing that it did not restate. Open-market sales total $4.08M. It was filed 95 days after the trade.
This amendment restates part of 0001713683-21-000187 (filed Sep 17, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sinha AmitCIK 0001733850 | Director, Officer (President of R&D and CTO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | SSaleDisposed | −1,200 | $267.45 | −$320,940 | 253,172 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001713683-21-000187 (filed Sep 17, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +7,000 | $5.93 | +$41,510 | 268,318 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −1,300 | $268.38F3 | −$348,894 | 266,898 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −1,800 | $269.44F4 | −$484,992 | 265,098 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −800 | $270.98F5 | −$216,784 | 264,298 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −200 | $272.11F6 | −$54,422 | 264,098 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −834 | $273.59F7 | −$228,174.06 | 263,264 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −866 | $274.26F8 | −$237,509.16 | 262,398 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −8,146 | $268.97F10 | −$2,191,029.62 | 254,252 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseDisposed | −7,000 | $0.00 | $0 | 50,333 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $267.93 to $268.91, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $268.99 to $269.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $270.36 to $271.34, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $271.61 to $272.60, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $273.11 to $273.99, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $274.13 to $274.56, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $268.9667 to $268.9674, inclusive.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Correction due to scrivener's error from 120 shares sold to 1,200 shares sold.
- F2
Reflects corrected amount of beneficially owned securities after all September 16, 2021 transactions. Resulted in a decrease of 1,080 beneficially owned shares.