Lee Brian J 的 Form 4 申報
Goldman Sachs Group IncGS，2024/10/18 申報
- 申報編號
- 0001698554-24-000010
- 申報時間
- 2024/10/18
- 交易日
- 2024/10/17
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $212.4 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lee Brian JCIK 0001698554 | 高階主管（風控長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/10/17 | Common Stock, par value $0.01 per share | S賣出處分 | −699 | $529.59F1 | −$370,183.41 | 11,396 | 直接 | |
| 2024/10/17 | Common Stock, par value $0.01 per share | S賣出處分 | −491 | $530.66F2 | −$260,554.06 | 10,905 | 直接 | |
| 2024/10/17 | Common Stock, par value $0.01 per share | S賣出處分 | −410 | $531.90F3 | −$218,079 | 10,495 | 直接 | |
| 2024/10/17 | Common Stock, par value $0.01 per share | S賣出處分 | −400 | $532.46F4 | −$212,984 | 10,095 | 直接 | |
| 2024/10/17 | Common Stock, par value $0.01 per share | S賣出處分 | −700 | $529.60F5 | −$370,720 | 12,108 | 間接 | |
| 2024/10/17 | Common Stock, par value $0.01 per share | S賣出處分 | −400 | $530.72F7 | −$212,288 | 11,708 | 間接 | |
| 2024/10/17 | Common Stock, par value $0.01 per share | S賣出處分 | −502 | $531.72F8 | −$266,923.44 | 11,206 | 間接 | |
| 2024/10/17 | Common Stock, par value $0.01 per share | S賣出處分 | −398 | $532.73F9 | −$212,026.54 | 10,808 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Reflects a weighted average sale price of $529.59 per share, at prices ranging from $529.10 to $529.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Reflects a weighted average sale price of $530.66 per share, at prices ranging from $530.15 to $530.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects a weighted average sale price of $531.90 per share, at prices ranging from $531.25 to $531.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects a weighted average sale price of $532.46 per share, at prices ranging from $532.28 to $532.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects a weighted average sale price of $529.60 per share, at prices ranging from $529.06 to $529.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects a weighted average sale price of $530.72 per share, at prices ranging from $530.16 to $531.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects a weighted average sale price of $531.72 per share, at prices ranging from $531.19 to $532.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Reflects a weighted average sale price of $532.73 per share, at prices ranging from $532.355 to $533.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。