Lee Brian J's Form 4 filing
Goldman Sachs Group IncGS · filed Oct 18, 2024
- Accession no.
- 0001698554-24-000010
- Filed
- Oct 18, 2024
- Trade date
- Oct 17, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions. Open-market sales total $2.12M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Brian JCIK 0001698554 | Officer (Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −699 | $529.59F1 | −$370,183.41 | 11,396 | Direct | |
| Oct 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −491 | $530.66F2 | −$260,554.06 | 10,905 | Direct | |
| Oct 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −410 | $531.90F3 | −$218,079 | 10,495 | Direct | |
| Oct 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −400 | $532.46F4 | −$212,984 | 10,095 | Direct | |
| Oct 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −700 | $529.60F5 | −$370,720 | 12,108 | Indirect | |
| Oct 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −400 | $530.72F7 | −$212,288 | 11,708 | Indirect | |
| Oct 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −502 | $531.72F8 | −$266,923.44 | 11,206 | Indirect | |
| Oct 17, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −398 | $532.73F9 | −$212,026.54 | 10,808 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $529.59 per share, at prices ranging from $529.10 to $529.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects a weighted average sale price of $530.66 per share, at prices ranging from $530.15 to $530.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $531.90 per share, at prices ranging from $531.25 to $531.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $532.46 per share, at prices ranging from $532.28 to $532.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $529.60 per share, at prices ranging from $529.06 to $529.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects a weighted average sale price of $530.72 per share, at prices ranging from $530.16 to $531.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects a weighted average sale price of $531.72 per share, at prices ranging from $531.19 to $532.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Reflects a weighted average sale price of $532.73 per share, at prices ranging from $532.355 to $533.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.