Breaux Paul W. 的 Form 4 申報
Carvana Co.（CVNA），2024/11/1 申報
- 申報編號
- 0001690820-24-000362
- 申報時間
- 2024/11/1
- 交易日
- 2024/10/30-11/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $720.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Breaux Paul W.CIK 0001700545 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/10/30 | Class A Common Stock | A公司授予取得 | +14,096 | $0.00 | $0 | 140,854 | 直接 | |
| 2024/10/30 | Class A Common Stock | F扣股繳稅處分 | −5,829 | $207.31 | −$1,208,409.99 | 135,025 | 直接 | |
| 2024/10/31 | Class A Common Stock | M行使選擇權取得 | +30,000 | $10.07 | +$302,100 | 165,025 | 直接 | |
| 2024/10/31 | Class A Common Stock | S賣出處分 | −120 | $237.31F4 | −$28,477.2 | 164,905 | 直接 | |
| 2024/10/31 | Class A Common Stock | S賣出處分 | −26,980 | $240.09F5 | −$6,477,628.2 | 137,925 | 直接 | |
| 2024/10/31 | Class A Common Stock | S賣出處分 | −2,900 | $241.51F6 | −$700,379 | 135,025 | 直接 | |
| 2024/11/1 | Class A Common Stock | F扣股繳稅處分 | −617 | $229.08 | −$141,342.36 | 134,408 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/10/31 | Class A Common Stock | M行使選擇權處分 | −30,000 | $0.00 | $0 | 279,334 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
This transaction was executed in multiple trades at prices ranging from $ 237.25 to $237.33, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $ 239.61 to $240.23, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $ 241.13 to $241.65, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
備註
Vice President, General Counsel, & Secretary