Breaux Paul W.'s Form 4 filing
Carvana Co. (CVNA) · filed Nov 1, 2024
- Accession no.
- 0001690820-24-000362
- Filed
- Nov 1, 2024
- Trade date
- Oct 30-Nov 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.21M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Breaux Paul W.CIK 0001700545 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 30, 2024 | Class A Common Stock | AGrant or awardAcquired | +14,096 | $0.00 | $0 | 140,854 | Direct | |
| Oct 30, 2024 | Class A Common Stock | FTax withholdingDisposed | −5,829 | $207.31 | −$1,208,409.99 | 135,025 | Direct | |
| Oct 31, 2024 | Class A Common Stock | MOption exerciseAcquired | +30,000 | $10.07 | +$302,100 | 165,025 | Direct | |
| Oct 31, 2024 | Class A Common Stock | SSaleDisposed | −120 | $237.31F4 | −$28,477.2 | 164,905 | Direct | |
| Oct 31, 2024 | Class A Common Stock | SSaleDisposed | −26,980 | $240.09F5 | −$6,477,628.2 | 137,925 | Direct | |
| Oct 31, 2024 | Class A Common Stock | SSaleDisposed | −2,900 | $241.51F6 | −$700,379 | 135,025 | Direct | |
| Nov 1, 2024 | Class A Common Stock | FTax withholdingDisposed | −617 | $229.08 | −$141,342.36 | 134,408 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2024 | Class A Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 279,334 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This transaction was executed in multiple trades at prices ranging from $ 237.25 to $237.33, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $ 239.61 to $240.23, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $ 241.13 to $241.65, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
Remarks
Vice President, General Counsel, & Secretary