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Green Nicholas Stewart 的 Form 4 申報

Avid Bioservices, Inc.(CDMO),2024/12/26 申報

申報編號
0001683168-24-008985
申報時間
2024/12/26
交易日
2024/12/20-12/24
申報延遲
6 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $278.5 萬。交易後 6 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Green Nicholas StewartCIK 0001817685董事、高階主管(總裁、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/12/20Common Stock, $0.001 par valueS賣出處分−75,000$12.31F1−$923,250151,653直接
2024/12/23Common Stock, $0.001 par valueS賣出處分−100,000$12.28F2−$1,228,00051,653直接
2024/12/24Common Stock, $0.001 par valueS賣出處分−51,653$12.27F3−$633,782.310直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Represents a weighted average sales price per share. These shares were sold at prices ranging from $12.29 to $12.33. The reporting person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F2

Represents a weighted average sales price per share. These shares were sold at prices ranging from $12.27 to $12.32. The reporting person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F3

Represents a weighted average sales price per share. These shares were sold at prices ranging from $12.26 to $12.29. The reporting person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)