Green Nicholas Stewart's Form 4 filing
Avid Bioservices, Inc. (CDMO) · filed Dec 26, 2024
- Accession no.
- 0001683168-24-008985
- Filed
- Dec 26, 2024
- Trade date
- Dec 20-24, 2024
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $2.79M. It was filed 6 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Green Nicholas StewartCIK 0001817685 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Common Stock, $0.001 par value | SSaleDisposed | −75,000 | $12.31F1 | −$923,250 | 151,653 | Direct | |
| Dec 23, 2024 | Common Stock, $0.001 par value | SSaleDisposed | −100,000 | $12.28F2 | −$1,228,000 | 51,653 | Direct | |
| Dec 24, 2024 | Common Stock, $0.001 par value | SSaleDisposed | −51,653 | $12.27F3 | −$633,782.31 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a weighted average sales price per share. These shares were sold at prices ranging from $12.29 to $12.33. The reporting person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
Represents a weighted average sales price per share. These shares were sold at prices ranging from $12.27 to $12.32. The reporting person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
Represents a weighted average sales price per share. These shares were sold at prices ranging from $12.26 to $12.29. The reporting person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.