Venkataraman Shrikrishna 的 Form 4 申報
KnowBe4, Inc.（KNBE），2022/10/25 申報
- 申報編號
- 0001664998-22-000110
- 申報時間
- 2022/10/25
- 交易日
- 2022/10/21-10/25
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、17 筆衍生性交易。公開市場賣出合計 $673.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Venkataraman ShrikrishnaCIK 0001842466 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/21 | Class A Common Stock | C轉換取得 | +28,105 | $0.00F1 | $0 | 405,292 | 直接 | |
| 2022/10/21 | Class A Common Stock | S賣出處分 | −28,105 | $24.50F4 | −$688,572.5 | 377,187 | 直接 | |
| 2022/10/24 | Class A Common Stock | C轉換取得 | +158,286 | $0.00F1 | $0 | 535,473 | 直接 | |
| 2022/10/24 | Class A Common Stock | S賣出處分 | −158,286 | $24.52F5 | −$3,881,172.72 | 377,187 | 直接 | |
| 2022/10/25 | Class A Common Stock | C轉換取得 | +88,299 | $0.00F1 | $0 | 465,486 | 直接 | |
| 2022/10/25 | Class A Common Stock | S賣出處分 | −88,299 | $24.55F6 | −$2,167,740.45 | 377,187 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/21 | Class B Common Stock | M行使選擇權處分 | −9,269 | $0.00 | $0 | 641,731 | 直接 | |
| 2022/10/21 | Class A Common Stock | M行使選擇權取得 | +9,269 | $1.02 | +$9,454.38 | 9,269 | 直接 | |
| 2022/10/21 | Class B Common Stock | M行使選擇權處分 | −9,300 | $0.00 | $0 | 242,040 | 直接 | |
| 2022/10/21 | Class A Common Stock | M行使選擇權取得 | +9,300 | $3.42 | +$31,806 | 18,569 | 直接 | |
| 2022/10/21 | Class B Common Stock | M行使選擇權處分 | −9,536 | $0.00 | $0 | 336,174 | 直接 | |
| 2022/10/21 | Class A Common Stock | M行使選擇權取得 | +9,536 | $4.97 | +$47,393.92 | 28,105 | 直接 | |
| 2022/10/21 | Class A Common Stock | C轉換處分 | −28,105 | $0.00 | $0 | 0 | 直接 | |
| 2022/10/24 | Class B Common Stock | M行使選擇權處分 | −96,192 | $0.00 | $0 | 545,539 | 直接 | |
| 2022/10/24 | Class A Common Stock | M行使選擇權取得 | +96,192 | $1.02 | +$98,115.84 | 96,192 | 直接 | |
| 2022/10/24 | Class B Common Stock | M行使選擇權處分 | −59,760 | $0.00 | $0 | 182,280 | 直接 | |
| 2022/10/24 | Class A Common Stock | M行使選擇權取得 | +59,760 | $3.42 | +$204,379.2 | 155,952 | 直接 | |
| 2022/10/24 | Class B Common Stock | M行使選擇權處分 | −2,334 | $0.00 | $0 | 333,840 | 直接 | |
| 2022/10/24 | Class A Common Stock | M行使選擇權取得 | +2,334 | $4.97 | +$11,599.98 | 158,286 | 直接 | |
| 2022/10/24 | Class A Common Stock | C轉換處分 | −158,286 | $0.00 | $0 | 0 | 直接 | |
| 2022/10/25 | Class B Common Stock | M行使選擇權處分 | −88,299 | $0.00 | $0 | 457,240 | 直接 | |
| 2022/10/25 | Class A Common Stock | M行使選擇權取得 | +88,299 | $1.02 | +$90,064.98 | 88,299 | 直接 | |
| 2022/10/25 | Class A Common Stock | C轉換處分 | −88,299 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
表 I 有 3 筆交易的價格引用這則附註。
- F4
Represents the weighted average share price of an aggregate total of 28,105 shares sold in the price range of $24.50 to $24.51 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average share price of an aggregate total of 158,286 shares sold in the price range of $24.50 to $24.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average share price of an aggregate total of 88,299 shares sold in the price range of $24.50 to $24.57 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。