Venkataraman Shrikrishna's Form 4 filing
KnowBe4, Inc. (KNBE) · filed Oct 25, 2022
- Accession no.
- 0001664998-22-000110
- Filed
- Oct 25, 2022
- Trade date
- Oct 21-25, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 17 derivative transactions. Open-market sales total $6.74M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Venkataraman ShrikrishnaCIK 0001842466 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2022 | Class A Common Stock | CConversionAcquired | +28,105 | $0.00F1 | $0 | 405,292 | Direct | |
| Oct 21, 2022 | Class A Common Stock | SSaleDisposed | −28,105 | $24.50F4 | −$688,572.5 | 377,187 | Direct | |
| Oct 24, 2022 | Class A Common Stock | CConversionAcquired | +158,286 | $0.00F1 | $0 | 535,473 | Direct | |
| Oct 24, 2022 | Class A Common Stock | SSaleDisposed | −158,286 | $24.52F5 | −$3,881,172.72 | 377,187 | Direct | |
| Oct 25, 2022 | Class A Common Stock | CConversionAcquired | +88,299 | $0.00F1 | $0 | 465,486 | Direct | |
| Oct 25, 2022 | Class A Common Stock | SSaleDisposed | −88,299 | $24.55F6 | −$2,167,740.45 | 377,187 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2022 | Class B Common Stock | MOption exerciseDisposed | −9,269 | $0.00 | $0 | 641,731 | Direct | |
| Oct 21, 2022 | Class A Common Stock | MOption exerciseAcquired | +9,269 | $1.02 | +$9,454.38 | 9,269 | Direct | |
| Oct 21, 2022 | Class B Common Stock | MOption exerciseDisposed | −9,300 | $0.00 | $0 | 242,040 | Direct | |
| Oct 21, 2022 | Class A Common Stock | MOption exerciseAcquired | +9,300 | $3.42 | +$31,806 | 18,569 | Direct | |
| Oct 21, 2022 | Class B Common Stock | MOption exerciseDisposed | −9,536 | $0.00 | $0 | 336,174 | Direct | |
| Oct 21, 2022 | Class A Common Stock | MOption exerciseAcquired | +9,536 | $4.97 | +$47,393.92 | 28,105 | Direct | |
| Oct 21, 2022 | Class A Common Stock | CConversionDisposed | −28,105 | $0.00 | $0 | 0 | Direct | |
| Oct 24, 2022 | Class B Common Stock | MOption exerciseDisposed | −96,192 | $0.00 | $0 | 545,539 | Direct | |
| Oct 24, 2022 | Class A Common Stock | MOption exerciseAcquired | +96,192 | $1.02 | +$98,115.84 | 96,192 | Direct | |
| Oct 24, 2022 | Class B Common Stock | MOption exerciseDisposed | −59,760 | $0.00 | $0 | 182,280 | Direct | |
| Oct 24, 2022 | Class A Common Stock | MOption exerciseAcquired | +59,760 | $3.42 | +$204,379.2 | 155,952 | Direct | |
| Oct 24, 2022 | Class B Common Stock | MOption exerciseDisposed | −2,334 | $0.00 | $0 | 333,840 | Direct | |
| Oct 24, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,334 | $4.97 | +$11,599.98 | 158,286 | Direct | |
| Oct 24, 2022 | Class A Common Stock | CConversionDisposed | −158,286 | $0.00 | $0 | 0 | Direct | |
| Oct 25, 2022 | Class B Common Stock | MOption exerciseDisposed | −88,299 | $0.00 | $0 | 457,240 | Direct | |
| Oct 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +88,299 | $1.02 | +$90,064.98 | 88,299 | Direct | |
| Oct 25, 2022 | Class A Common Stock | CConversionDisposed | −88,299 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Referenced by the price of 3 transactions in Table I.
- F4
Represents the weighted average share price of an aggregate total of 28,105 shares sold in the price range of $24.50 to $24.51 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 158,286 shares sold in the price range of $24.50 to $24.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average share price of an aggregate total of 88,299 shares sold in the price range of $24.50 to $24.57 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.