Von Staats Aaron C 的 Form 4 申報
PTC Inc.（PTC），2021/11/17 申報
- 申報編號
- 0001654954-21-012379
- 申報時間
- 2021/11/17
- 交易日
- 2021/11/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、11 筆衍生性交易。公開市場賣出合計 $25.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Von Staats Aaron CCIK 0001252191 | 高階主管（執行副總裁、法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/15 | Common Stock | S賣出處分 | −1,495 | $119.94F2 | −$179,310.3 | 18,638 | 直接 | |
| 2021/11/15 | Common Stock | S賣出處分 | −529 | $120.64F3 | −$63,818.56 | 18,109 | 直接 | |
| 2021/11/15 | Common Stock | S賣出處分 | −117 | $122.22F4 | −$14,299.74 | 17,992 | 直接 | |
| 2021/11/15 | Common Stock | A公司授予取得 | +3,242 | $0.00 | $0 | 21,234 | 直接 | |
| 2021/11/15 | Common Stock | M行使選擇權取得 | +28,615 | $0.00 | $0 | 49,849 | 直接 | |
| 2021/11/15 | Common Stock | F扣股繳稅處分 | −12,883 | $120.05 | −$1,546,604.15 | 36,966 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/15 | Common Stock | A公司授予取得 | +6,946 | $0.00 | $0 | 6,946 | 直接 | |
| 2021/11/15 | Common Stock | M行使選擇權處分 | −6,946 | $0.00 | $0 | 0 | 直接 | |
| 2021/11/15 | Common Stock | M行使選擇權處分 | −3,473 | $0.00 | $0 | 0 | 直接 | |
| 2021/11/15 | Common Stock | A公司授予取得 | +2,862 | $0.00 | $0 | 2,862 | 直接 | |
| 2021/11/15 | Common Stock | M行使選擇權處分 | −2,862 | $0.00 | $0 | 0 | 直接 | |
| 2021/11/15 | Common Stock | A公司授予取得 | +3,137 | $0.00 | $0 | 3,137 | 直接 | |
| 2021/11/15 | Common Stock | M行使選擇權處分 | −3,137 | $0.00 | $0 | 0 | 直接 | |
| 2021/11/15 | Common Stock | M行使選擇權處分 | −3,940 | $0.00 | $0 | 3,940 | 直接 | |
| 2021/11/15 | Common Stock | M行使選擇權處分 | −3,125 | $0.00 | $0 | 6,248 | 直接 | |
| 2021/11/15 | Common Stock | M行使選擇權處分 | −3,124 | $0.00 | $0 | 3,124 | 直接 | |
| 2021/11/15 | Common Stock | M行使選擇權處分 | −2,008 | $0.00 | $0 | 3,124 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $119.32 to $120.16. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $120.48 to $120.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $122 to $122.23. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。