Von Staats Aaron C's Form 4 filing
PTC Inc. (PTC) · filed Nov 17, 2021
- Accession no.
- 0001654954-21-012379
- Filed
- Nov 17, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 11 derivative transactions. Open-market sales total $257.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Von Staats Aaron CCIK 0001252191 | Officer (EVP, GC and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | SSaleDisposed | −1,495 | $119.94F2 | −$179,310.3 | 18,638 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −529 | $120.64F3 | −$63,818.56 | 18,109 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −117 | $122.22F4 | −$14,299.74 | 17,992 | Direct | |
| Nov 15, 2021 | Common Stock | AGrant or awardAcquired | +3,242 | $0.00 | $0 | 21,234 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +28,615 | $0.00 | $0 | 49,849 | Direct | |
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −12,883 | $120.05 | −$1,546,604.15 | 36,966 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | AGrant or awardAcquired | +6,946 | $0.00 | $0 | 6,946 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −6,946 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −3,473 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Common Stock | AGrant or awardAcquired | +2,862 | $0.00 | $0 | 2,862 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −2,862 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Common Stock | AGrant or awardAcquired | +3,137 | $0.00 | $0 | 3,137 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −3,137 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −3,940 | $0.00 | $0 | 3,940 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 6,248 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −3,124 | $0.00 | $0 | 3,124 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −2,008 | $0.00 | $0 | 3,124 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $119.32 to $120.16. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $120.48 to $120.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $122 to $122.23. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.