Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2025/7/11 申報
- 申報編號
- 0001651323-25-000015
- 申報時間
- 2025/7/11
- 交易日
- 2025/7/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $389.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/7/9 | Common Stock | M行使選擇權取得 | +27,976 | $30.00 | +$839,280 | 150,417 | 直接 | |
| 2025/7/9 | Common Stock | S賣出處分 | −1,395 | $241.09F2 | −$336,320.55 | 149,022 | 直接 | |
| 2025/7/9 | Common Stock | S賣出處分 | −1,244 | $241.96F3 | −$300,998.24 | 147,778 | 直接 | |
| 2025/7/9 | Common Stock | S賣出處分 | −3,522 | $242.97F4 | −$855,740.34 | 144,256 | 直接 | |
| 2025/7/9 | Common Stock | S賣出處分 | −5,710 | $243.97F5 | −$1,393,068.7 | 138,546 | 直接 | |
| 2025/7/9 | Common Stock | S賣出處分 | −2,379 | $244.71F6 | −$582,165.09 | 136,167 | 直接 | |
| 2025/7/9 | Common Stock | S賣出處分 | −1,110 | $245.90F7 | −$272,949 | 135,057 | 直接 | |
| 2025/7/9 | Common Stock | S賣出處分 | −450 | $247.92 | −$111,564 | 134,607 | 直接 | |
| 2025/7/9 | Common Stock | S賣出處分 | −175 | $248.79 | −$43,538.25 | 134,432 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/7/9 | Common Stock | M行使選擇權處分 | −27,976 | $0.00 | $0 | 111,908 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $240.43 to $241.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $241.62 to $242.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $242.55 to $243.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $243.45 to $244.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $244.43 to $245.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $245.69 to $246.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。