Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed Jul 11, 2025
- Accession no.
- 0001651323-25-000015
- Filed
- Jul 11, 2025
- Trade date
- Jul 9, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.90M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2025 | Common Stock | MOption exerciseAcquired | +27,976 | $30.00 | +$839,280 | 150,417 | Direct | |
| Jul 9, 2025 | Common Stock | SSaleDisposed | −1,395 | $241.09F2 | −$336,320.55 | 149,022 | Direct | |
| Jul 9, 2025 | Common Stock | SSaleDisposed | −1,244 | $241.96F3 | −$300,998.24 | 147,778 | Direct | |
| Jul 9, 2025 | Common Stock | SSaleDisposed | −3,522 | $242.97F4 | −$855,740.34 | 144,256 | Direct | |
| Jul 9, 2025 | Common Stock | SSaleDisposed | −5,710 | $243.97F5 | −$1,393,068.7 | 138,546 | Direct | |
| Jul 9, 2025 | Common Stock | SSaleDisposed | −2,379 | $244.71F6 | −$582,165.09 | 136,167 | Direct | |
| Jul 9, 2025 | Common Stock | SSaleDisposed | −1,110 | $245.90F7 | −$272,949 | 135,057 | Direct | |
| Jul 9, 2025 | Common Stock | SSaleDisposed | −450 | $247.92 | −$111,564 | 134,607 | Direct | |
| Jul 9, 2025 | Common Stock | SSaleDisposed | −175 | $248.79 | −$43,538.25 | 134,432 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2025 | Common Stock | MOption exerciseDisposed | −27,976 | $0.00 | $0 | 111,908 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $240.43 to $241.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $241.62 to $242.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $242.55 to $243.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $243.45 to $244.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $244.43 to $245.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $245.69 to $246.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.