Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2025/5/30 申報
- 申報編號
- 0001651323-25-000009
- 申報時間
- 2025/5/30
- 交易日
- 2025/5/28
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $436.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/5/28 | Common Stock | M行使選擇權取得 | +27,976 | $30.00 | +$839,280 | 114,589 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −1,100 | $263.42F2 | −$289,762 | 113,489 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −1,150 | $264.52F3 | −$304,198 | 112,339 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −4,231 | $265.39F4 | −$1,122,865.09 | 108,108 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −1,126 | $266.25F5 | −$299,797.5 | 106,982 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −400 | $267.38F6 | −$106,952 | 106,582 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −3,006 | $268.65F7 | −$807,561.9 | 103,576 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −300 | $269.88 | −$80,964 | 103,276 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −1,611 | $270.32F8 | −$435,485.52 | 101,665 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −548 | $271.74F9 | −$148,913.52 | 101,117 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −2,599 | $272.34F10 | −$707,811.66 | 98,518 | 直接 | |
| 2025/5/28 | Common Stock | S賣出處分 | −229 | $273.40F11 | −$62,608.6 | 98,289 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/5/28 | Common Stock | M行使選擇權處分 | −27,976 | $0.00 | $0 | 195,836 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $262.98 to $263.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $264.17 to $264.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $265.03 to $265.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $266.07 to $266.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $267.27 to $267.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $268.00 to $268.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $270.05 to $270.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $271.69 to $271.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $272.16 to $272.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $273.01 to $273.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。