Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed May 30, 2025
- Accession no.
- 0001651323-25-000009
- Filed
- May 30, 2025
- Trade date
- May 28, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.37M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 28, 2025 | Common Stock | MOption exerciseAcquired | +27,976 | $30.00 | +$839,280 | 114,589 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −1,100 | $263.42F2 | −$289,762 | 113,489 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −1,150 | $264.52F3 | −$304,198 | 112,339 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −4,231 | $265.39F4 | −$1,122,865.09 | 108,108 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −1,126 | $266.25F5 | −$299,797.5 | 106,982 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −400 | $267.38F6 | −$106,952 | 106,582 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −3,006 | $268.65F7 | −$807,561.9 | 103,576 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −300 | $269.88 | −$80,964 | 103,276 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −1,611 | $270.32F8 | −$435,485.52 | 101,665 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −548 | $271.74F9 | −$148,913.52 | 101,117 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −2,599 | $272.34F10 | −$707,811.66 | 98,518 | Direct | |
| May 28, 2025 | Common Stock | SSaleDisposed | −229 | $273.40F11 | −$62,608.6 | 98,289 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 28, 2025 | Common Stock | MOption exerciseDisposed | −27,976 | $0.00 | $0 | 195,836 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $262.98 to $263.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $264.17 to $264.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $265.03 to $265.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $266.07 to $266.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $267.27 to $267.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $268.00 to $268.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $270.05 to $270.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $271.69 to $271.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $272.16 to $272.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $273.01 to $273.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.