Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2025/5/16 申報
- 申報編號
- 0001651323-25-000005
- 申報時間
- 2025/5/16
- 交易日
- 2025/5/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $495.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/5/14 | Common Stock | M行使選擇權取得 | +27,976 | $30.00 | +$839,280 | 103,213 | 直接 | |
| 2025/5/14 | Common Stock | S賣出處分 | −100 | $286.82 | −$28,682 | 103,113 | 直接 | |
| 2025/5/14 | Common Stock | S賣出處分 | −962 | $296.35F2 | −$285,088.7 | 102,151 | 直接 | |
| 2025/5/14 | Common Stock | S賣出處分 | −1,550 | $297.05F3 | −$460,427.5 | 100,601 | 直接 | |
| 2025/5/14 | Common Stock | S賣出處分 | −10,164 | $298.31F4 | −$3,032,022.84 | 90,437 | 直接 | |
| 2025/5/14 | Common Stock | S賣出處分 | −3,723 | $299.21F5 | −$1,113,958.83 | 86,714 | 直接 | |
| 2025/5/14 | Common Stock | S賣出處分 | −101 | $299.96F6 | −$30,295.96 | 86,613 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/5/14 | Common Stock | M行使選擇權處分 | −27,976 | $0.00 | $0 | 223,812 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $296.13 to $296.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $297.00 to $297.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $297.88 to $298.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $298.86 to $299.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $299.84 to $299.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。