Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed May 16, 2025
- Accession no.
- 0001651323-25-000005
- Filed
- May 16, 2025
- Trade date
- May 14, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.95M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 14, 2025 | Common Stock | MOption exerciseAcquired | +27,976 | $30.00 | +$839,280 | 103,213 | Direct | |
| May 14, 2025 | Common Stock | SSaleDisposed | −100 | $286.82 | −$28,682 | 103,113 | Direct | |
| May 14, 2025 | Common Stock | SSaleDisposed | −962 | $296.35F2 | −$285,088.7 | 102,151 | Direct | |
| May 14, 2025 | Common Stock | SSaleDisposed | −1,550 | $297.05F3 | −$460,427.5 | 100,601 | Direct | |
| May 14, 2025 | Common Stock | SSaleDisposed | −10,164 | $298.31F4 | −$3,032,022.84 | 90,437 | Direct | |
| May 14, 2025 | Common Stock | SSaleDisposed | −3,723 | $299.21F5 | −$1,113,958.83 | 86,714 | Direct | |
| May 14, 2025 | Common Stock | SSaleDisposed | −101 | $299.96F6 | −$30,295.96 | 86,613 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 14, 2025 | Common Stock | MOption exerciseDisposed | −27,976 | $0.00 | $0 | 223,812 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $296.13 to $296.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $297.00 to $297.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $297.88 to $298.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $298.86 to $299.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $299.84 to $299.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.