Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2025/5/9 申報
- 申報編號
- 0001651323-25-000003
- 申報時間
- 2025/5/9
- 交易日
- 2025/5/7
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $481.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/5/7 | Common Stock | M行使選擇權取得 | +27,976 | $30.00 | +$839,280 | 91,887 | 直接 | |
| 2025/5/7 | Common Stock | S賣出處分 | −3,350 | $287.26F2 | −$962,321 | 88,537 | 直接 | |
| 2025/5/7 | Common Stock | S賣出處分 | −4,500 | $288.25F3 | −$1,297,125 | 84,037 | 直接 | |
| 2025/5/7 | Common Stock | S賣出處分 | −2,924 | $289.45F4 | −$846,351.8 | 81,113 | 直接 | |
| 2025/5/7 | Common Stock | S賣出處分 | −3,205 | $290.31F5 | −$930,443.55 | 77,908 | 直接 | |
| 2025/5/7 | Common Stock | S賣出處分 | −956 | $291.62F6 | −$278,788.72 | 76,952 | 直接 | |
| 2025/5/7 | Common Stock | S賣出處分 | −50 | $292.41 | −$14,620.5 | 76,902 | 直接 | |
| 2025/5/7 | Common Stock | S賣出處分 | −1,575 | $293.21F7 | −$461,805.75 | 75,327 | 直接 | |
| 2025/5/7 | Common Stock | S賣出處分 | −90 | $295.00 | −$26,550 | 75,237 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/5/7 | Common Stock | M行使選擇權處分 | −27,976 | $0.00 | $0 | 251,788 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $286.87 to $287.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $287.87 to $288.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $288.96 to $289.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $289.91 to $290.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $291.08 to $291.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $293.00 to $293.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。