Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed May 9, 2025
- Accession no.
- 0001651323-25-000003
- Filed
- May 9, 2025
- Trade date
- May 7, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.82M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 7, 2025 | Common Stock | MOption exerciseAcquired | +27,976 | $30.00 | +$839,280 | 91,887 | Direct | |
| May 7, 2025 | Common Stock | SSaleDisposed | −3,350 | $287.26F2 | −$962,321 | 88,537 | Direct | |
| May 7, 2025 | Common Stock | SSaleDisposed | −4,500 | $288.25F3 | −$1,297,125 | 84,037 | Direct | |
| May 7, 2025 | Common Stock | SSaleDisposed | −2,924 | $289.45F4 | −$846,351.8 | 81,113 | Direct | |
| May 7, 2025 | Common Stock | SSaleDisposed | −3,205 | $290.31F5 | −$930,443.55 | 77,908 | Direct | |
| May 7, 2025 | Common Stock | SSaleDisposed | −956 | $291.62F6 | −$278,788.72 | 76,952 | Direct | |
| May 7, 2025 | Common Stock | SSaleDisposed | −50 | $292.41 | −$14,620.5 | 76,902 | Direct | |
| May 7, 2025 | Common Stock | SSaleDisposed | −1,575 | $293.21F7 | −$461,805.75 | 75,327 | Direct | |
| May 7, 2025 | Common Stock | SSaleDisposed | −90 | $295.00 | −$26,550 | 75,237 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 7, 2025 | Common Stock | MOption exerciseDisposed | −27,976 | $0.00 | $0 | 251,788 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $286.87 to $287.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $287.87 to $288.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $288.96 to $289.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $289.91 to $290.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $291.08 to $291.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $293.00 to $293.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.