Lane Nick 的 Form 4 申報
Equitable Holdings, Inc.（EQH），2025/2/18 申報
- 申報編號
- 0001628280-25-006130
- 申報時間
- 2025/2/18
- 交易日
- 2025/2/13-2/14
- 申報延遲
- 5 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $138.1 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lane NickCIK 0001441552 | 其他：See Remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/2/13 | Common Stock | A公司授予取得 | +22,506 | $0.00 | $0 | 144,135 | 直接 | |
| 2025/2/14 | Common Stock | M行使選擇權取得 | +5,000 | $23.18 | +$115,900 | 149,135 | 直接 | |
| 2025/2/14 | Common Stock | S賣出處分 | −300 | $54.26F4 | −$16,278 | 148,835 | 直接 | |
| 2025/2/14 | Common Stock | S賣出處分 | −4,700 | $55.29F5 | −$259,863 | 144,135 | 直接 | |
| 2025/2/14 | Common Stock | S賣出處分 | −1,000 | $54.27F6 | −$54,270 | 143,135 | 直接 | |
| 2025/2/14 | Common Stock | S賣出處分 | −19,000 | $55.29F7 | −$1,050,510 | 124,135 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/2/14 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 69,417 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
This transaction was executed in multiple trades at prices ranging from $53.9800 to $54.8100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $55.0000 to $55.6400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $53.8500 to $54.8200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $54.8700 to $55.7500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions