Lane Nick's Form 4 filing
Equitable Holdings, Inc. (EQH) · filed Feb 18, 2025
- Accession no.
- 0001628280-25-006130
- Filed
- Feb 18, 2025
- Trade date
- Feb 13-14, 2025
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.38M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lane NickCIK 0001441552 | Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2025 | Common Stock | AGrant or awardAcquired | +22,506 | $0.00 | $0 | 144,135 | Direct | |
| Feb 14, 2025 | Common Stock | MOption exerciseAcquired | +5,000 | $23.18 | +$115,900 | 149,135 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −300 | $54.26F4 | −$16,278 | 148,835 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −4,700 | $55.29F5 | −$259,863 | 144,135 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −1,000 | $54.27F6 | −$54,270 | 143,135 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −19,000 | $55.29F7 | −$1,050,510 | 124,135 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2025 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 69,417 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This transaction was executed in multiple trades at prices ranging from $53.9800 to $54.8100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $55.0000 to $55.6400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $53.8500 to $54.8200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $54.8700 to $55.7500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions