Liang Stephen 的 Form 4 申報
Vertiv Holdings CoVRT，2023/6/13 申報
- 申報編號
- 0001628280-23-021998
- 申報時間
- 2023/6/13
- 交易日
- 2023/6/7-6/9
- 申報延遲
- 6 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易。公開市場買進合計 $74.1 萬。公開市場賣出合計 $220.3 萬。交易後 6 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Liang StephenCIK 0001802752 | 高階主管（CTO & EVP, Infra. & Solutions） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/7 | Class A Common Stock | S賣出處分 | −35,001 | $20.15 | −$705,270.15 | 107,875.1 | 直接 | |
| 2023/6/7 | Class A Common Stock | S賣出處分 | −0.6 | $20.17 | −$12.1 | 107,874.5 | 直接 | |
| 2023/6/8 | Class A Common Stock | S賣出處分 | −37,062 | $20.40 | −$756,064.8 | 70,812.5 | 直接 | |
| 2023/6/9 | Class A Common Stock | P買進取得 | +35,001 | $21.18F2 | +$741,321.18 | 105,813.5 | 直接 | |
| 2023/6/9 | Class A Common Stock | S賣出處分 | −35,018 | $21.19F3 | −$742,031.42 | 70,795.5 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The trade was executed in a series of transactions with a price range of $21.085 to $21.200, inclusive, with a weighted average price of $21.18. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Due to an administrative error, this sale was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 13,647 shares, with the reporting person?s purchase of shares at a price of $21.185 per share on the same day, as also reported herein. The reporting person has voluntarily disgorged to Vertiv Holdings Co the full amount of the profit realized from such transaction, less transaction costs, which amounted to less than $500.
表 I 有 1 筆交易的價格引用這則附註。