Liang Stephen's Form 4 filing
Vertiv Holdings CoVRT · filed Jun 13, 2023
- Accession no.
- 0001628280-23-021998
- Filed
- Jun 13, 2023
- Trade date
- Jun 7-9, 2023
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market purchases total $741.3K. Open-market sales total $2.20M. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liang StephenCIK 0001802752 | Officer (CTO & EVP, Infra. & Solutions) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Class A Common Stock | SSaleDisposed | −35,001 | $20.15 | −$705,270.15 | 107,875.1 | Direct | |
| Jun 7, 2023 | Class A Common Stock | SSaleDisposed | −0.6 | $20.17 | −$12.1 | 107,874.5 | Direct | |
| Jun 8, 2023 | Class A Common Stock | SSaleDisposed | −37,062 | $20.40 | −$756,064.8 | 70,812.5 | Direct | |
| Jun 9, 2023 | Class A Common Stock | PPurchaseAcquired | +35,001 | $21.18F2 | +$741,321.18 | 105,813.5 | Direct | |
| Jun 9, 2023 | Class A Common Stock | SSaleDisposed | −35,018 | $21.19F3 | −$742,031.42 | 70,795.5 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The trade was executed in a series of transactions with a price range of $21.085 to $21.200, inclusive, with a weighted average price of $21.18. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
Due to an administrative error, this sale was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 13,647 shares, with the reporting person?s purchase of shares at a price of $21.185 per share on the same day, as also reported herein. The reporting person has voluntarily disgorged to Vertiv Holdings Co the full amount of the profit realized from such transaction, less transaction costs, which amounted to less than $500.
Referenced by the price of 1 transaction in Table I.