Tan Lip Bu 的 Form 4/A 修正申報
修正Credo Technology Group Holding Ltd（CRDO），2023/1/6 申報
- 申報編號
- 0001628280-23-000577
- 申報時間
- 2023/1/6
- 交易日
- 2022/12/6
- 申報延遲
- 31 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/12/7
這份申報列了 2 筆非衍生性交易。沿用原件裡沒有重述的 6 筆交易。公開市場賣出合計 $752.4 萬。交易後 31 天申報。
這份修正申報重述了 0001628280-22-031548（2022/12/7 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Tan Lip BuCIK 0001008463 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001628280-22-031548（2022/12/7 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/5 | Ordinary Shares | S賣出處分 | −35,808 | $15.02F2 | −$537,836.16 | 5,442,371 | 間接 | |
| 2022/12/5 | Ordinary Shares | S賣出處分 | −71,884 | $15.02F2 | −$1,079,697.68 | 2,236,029 | 間接 | |
| 2022/12/6 | Ordinary Shares | S賣出處分 | −400 | $15.00 | −$6,000 | 253,336 | 間接 | |
| 2022/12/6 | Ordinary Shares | S賣出處分 | −12,815 | $15.03F7 | −$192,609.45 | 4,486,894 | 間接 | |
| 2022/12/7 | Ordinary Shares | S賣出處分 | −49,600 | $15.07F9 | −$747,472 | 203,736 | 間接 | |
| 2022/12/7 | Ordinary Shares | S賣出處分 | −20,901 | $15.02F10 | −$313,933.02 | 4,465,993 | 間接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F2
This transaction was executed in multiple trades at prices ranging from $14.75 to $15.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $15 to $15.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $15 to $15.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $15 to $15.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The sales reported in this Form 4 were effected pursuant to Rule 144.
- F2
On December 7, 2022, the Reporting Person inadvertently reported that, on December 6, 2022, Celesta Capital II, L.P. sold 115,341 shares and Celesta Capital III, L.P. sold 202,725 shares, which sale transactions were misreported due to an inadvertent administrative error that incorrectly allocated the total number of shares sold by both funds among the individual funds. In fact, on December 6, 2022, Celesta Capital II, L.P. sold 106,561 shares and Celesta Capital III, LP sold 211,505 shares, as reported in this Form 4/A. The aggregate number of shares sold by both of these funds remains unchanged.
- F3
This transaction was executed in multiple trades at prices ranging from $14.55 to $15.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F4
The Reporting Person is the Managing Director of Celesta Capital GP II, Ltd., which is the general partner of Celesta Capital II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.
- F5
The Reporting Person is the Managing Director of Celesta Capital GP III, LLC, which is the general partner of Celesta Capital III, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.