Tan Lip Bu's Form 4/A amendment
AmendedCredo Technology Group Holding Ltd (CRDO) · filed Jan 6, 2023
- Accession no.
- 0001628280-23-000577
- Filed
- Jan 6, 2023
- Trade date
- Dec 6, 2022
- Filing delay
- 31 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 7, 2022
This filing lists 2 non-derivative transactions. It carries over 6 transactions from the original filing that it did not restate. Open-market sales total $7.52M. It was filed 31 days after the trade.
This amendment restates part of 0001628280-22-031548 (filed Dec 7, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tan Lip BuCIK 0001008463 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001628280-22-031548 (filed Dec 7, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Ordinary Shares | SSaleDisposed | −35,808 | $15.02F2 | −$537,836.16 | 5,442,371 | Indirect | |
| Dec 5, 2022 | Ordinary Shares | SSaleDisposed | −71,884 | $15.02F2 | −$1,079,697.68 | 2,236,029 | Indirect | |
| Dec 6, 2022 | Ordinary Shares | SSaleDisposed | −400 | $15.00 | −$6,000 | 253,336 | Indirect | |
| Dec 6, 2022 | Ordinary Shares | SSaleDisposed | −12,815 | $15.03F7 | −$192,609.45 | 4,486,894 | Indirect | |
| Dec 7, 2022 | Ordinary Shares | SSaleDisposed | −49,600 | $15.07F9 | −$747,472 | 203,736 | Indirect | |
| Dec 7, 2022 | Ordinary Shares | SSaleDisposed | −20,901 | $15.02F10 | −$313,933.02 | 4,465,993 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
This transaction was executed in multiple trades at prices ranging from $14.75 to $15.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $15 to $15.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $15 to $15.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $15 to $15.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to Rule 144.
- F2
On December 7, 2022, the Reporting Person inadvertently reported that, on December 6, 2022, Celesta Capital II, L.P. sold 115,341 shares and Celesta Capital III, L.P. sold 202,725 shares, which sale transactions were misreported due to an inadvertent administrative error that incorrectly allocated the total number of shares sold by both funds among the individual funds. In fact, on December 6, 2022, Celesta Capital II, L.P. sold 106,561 shares and Celesta Capital III, LP sold 211,505 shares, as reported in this Form 4/A. The aggregate number of shares sold by both of these funds remains unchanged.
- F3
This transaction was executed in multiple trades at prices ranging from $14.55 to $15.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F4
The Reporting Person is the Managing Director of Celesta Capital GP II, Ltd., which is the general partner of Celesta Capital II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.
- F5
The Reporting Person is the Managing Director of Celesta Capital GP III, LLC, which is the general partner of Celesta Capital III, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein.