Jiyane Siphelele 的 Form 4 申報
Affirm Holdings, Inc.（AFRM），2021/11/3 申報
- 申報編號
- 0001628280-21-021554
- 申報時間
- 2021/11/3
- 交易日
- 2021/11/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、6 筆衍生性交易。公開市場賣出合計 $506.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Jiyane SipheleleCIK 0001832806 | 高階主管（副總裁、主計長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/1 | Class A Common Stock | M行使選擇權取得 | +3,860 | –F1 | – | 29,552 | 直接 | |
| 2021/11/1 | Class A Common Stock | F扣股繳稅處分 | −1,684 | $152.66 | −$257,079.44 | 27,868 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權取得 | +7,894 | $2.04 | +$16,103.76 | 35,762 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −1,900 | $151.57F4 | −$287,983 | 33,862 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −4,016 | $152.41F5 | −$612,078.56 | 29,846 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −17,394 | $153.57F6 | −$2,671,196.58 | 12,452 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −4,900 | $154.55F7 | −$757,295 | 7,552 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −1,603 | $155.17F8 | −$248,737.51 | 5,949 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −1,000 | $156.55F9 | −$156,550 | 4,949 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −1,300 | $159.27F10 | −$207,051 | 3,649 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −300 | $159.87F11 | −$47,961 | 3,349 | 直接 | |
| 2021/11/1 | Class A Common Stock | S賣出處分 | −481 | $162.93F12 | −$78,369.33 | 2,868 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −166 | $0.00 | $0 | 2,834 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −1,440 | $0.00 | $0 | 12,960 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −1,260 | $0.00 | $0 | 44,148 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −896 | $0.00 | $0 | 12,542 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −98 | $0.00 | $0 | 4,321 | 直接 | |
| 2021/11/1 | Class A Common Stock | M行使選擇權處分 | −7,894 | $0.00 | $0 | 4,106 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average sale price of the shares sold from $150.97 to $151.96 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average sale price of the shares sold from $152.03 to $152.97 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average sale price of the shares sold from $153.05 to $153.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents the weighted average sale price of the shares sold from $154.05 to $155.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents the weighted average sale price of the shares sold from $155.05 to $155.38 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents the weighted average sale price of the shares sold from $156.12 to $157.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents the weighted average sale price of the shares sold from $158.64 to $159.56 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents the weighted average sale price of the shares sold from $159.73 to $159.94 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Represents the weighted average sale price of the shares sold from $162.91 to $162.96 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。