Jiyane Siphelele's Form 4 filing
Affirm Holdings, Inc. (AFRM) · filed Nov 3, 2021
- Accession no.
- 0001628280-21-021554
- Filed
- Nov 3, 2021
- Trade date
- Nov 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $5.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jiyane SipheleleCIK 0001832806 | Officer (Vice President, Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +3,860 | –F1 | – | 29,552 | Direct | |
| Nov 1, 2021 | Class A Common Stock | FTax withholdingDisposed | −1,684 | $152.66 | −$257,079.44 | 27,868 | Direct | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +7,894 | $2.04 | +$16,103.76 | 35,762 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −1,900 | $151.57F4 | −$287,983 | 33,862 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −4,016 | $152.41F5 | −$612,078.56 | 29,846 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −17,394 | $153.57F6 | −$2,671,196.58 | 12,452 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −4,900 | $154.55F7 | −$757,295 | 7,552 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −1,603 | $155.17F8 | −$248,737.51 | 5,949 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −1,000 | $156.55F9 | −$156,550 | 4,949 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −1,300 | $159.27F10 | −$207,051 | 3,649 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −300 | $159.87F11 | −$47,961 | 3,349 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −481 | $162.93F12 | −$78,369.33 | 2,868 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −166 | $0.00 | $0 | 2,834 | Direct | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −1,440 | $0.00 | $0 | 12,960 | Direct | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −1,260 | $0.00 | $0 | 44,148 | Direct | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −896 | $0.00 | $0 | 12,542 | Direct | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −98 | $0.00 | $0 | 4,321 | Direct | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −7,894 | $0.00 | $0 | 4,106 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price of the shares sold from $150.97 to $151.96 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price of the shares sold from $152.03 to $152.97 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price of the shares sold from $153.05 to $153.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sale price of the shares sold from $154.05 to $155.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sale price of the shares sold from $155.05 to $155.38 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sale price of the shares sold from $156.12 to $157.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
Represents the weighted average sale price of the shares sold from $158.64 to $159.56 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
Represents the weighted average sale price of the shares sold from $159.73 to $159.94 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
Represents the weighted average sale price of the shares sold from $162.91 to $162.96 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.