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Mininberg Julien 的 Form 4 申報

Helen of Troy Ltd(HELE),2021/7/8 申報

申報編號
0001597885-21-000013
申報時間
2021/7/8
交易日
2021/7/6-7/7
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $107.5 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mininberg JulienCIK 0001597885董事、高階主管(執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/7/6Common Shares, Par value $0.10 per shareS賣出處分−35$235.46F1−$8,241.1867間接
2021/7/6Common Shares, Par value $0.10 per shareS賣出處分−3,483$235.46F1−$820,107.1885,842間接
2021/7/6Common Shares, Par value $0.10 per shareS賣出處分−7$236.09F2−$1,652.63860間接
2021/7/6Common Shares, Par value $0.10 per shareS賣出處分−740$236.09F2−$174,706.685,102間接
2021/7/7Common Shares, Par value $0.10 per shareS賣出處分−2$235.35F3−$470.7858間接
2021/7/7Common Shares, Par value $0.10 per shareS賣出處分−198$235.35F3−$46,599.384,904間接
2021/7/7Common Shares, Par value $0.10 per shareS賣出處分−1$236.58−$236.58857間接
2021/7/7Common Shares, Par value $0.10 per shareS賣出處分−99$236.58−$23,421.4284,805間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This transaction was executed in multiple trades at prices ranging from $235.03 to $236.02. The price reported above reflects the weighted average sale price. These trades were placed pursuant to a 10b5-1 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range

表 I 有 2 筆交易的價格引用這則附註。

F2

This transaction was executed in multiple trades at prices ranging from $236.04 to $236.21. The price reported above reflects the weighted average sale price. These trades were placed pursuant to a 10b5-1 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range

表 I 有 2 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $235.21 to $235.50. The price reported above reflects the weighted average sale price. These trades were placed pursuant to a 10b5-1 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range

表 I 有 2 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)