Mininberg Julien's Form 4 filing
Helen of Troy Ltd (HELE) · filed Jul 8, 2021
- Accession no.
- 0001597885-21-000013
- Filed
- Jul 8, 2021
- Trade date
- Jul 6-7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $1.08M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mininberg JulienCIK 0001597885 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −35 | $235.46F1 | −$8,241.1 | 867 | Indirect | |
| Jul 6, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −3,483 | $235.46F1 | −$820,107.18 | 85,842 | Indirect | |
| Jul 6, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −7 | $236.09F2 | −$1,652.63 | 860 | Indirect | |
| Jul 6, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −740 | $236.09F2 | −$174,706.6 | 85,102 | Indirect | |
| Jul 7, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −2 | $235.35F3 | −$470.7 | 858 | Indirect | |
| Jul 7, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −198 | $235.35F3 | −$46,599.3 | 84,904 | Indirect | |
| Jul 7, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −1 | $236.58 | −$236.58 | 857 | Indirect | |
| Jul 7, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −99 | $236.58 | −$23,421.42 | 84,805 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $235.03 to $236.02. The price reported above reflects the weighted average sale price. These trades were placed pursuant to a 10b5-1 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range
Referenced by the price of 2 transactions in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $236.04 to $236.21. The price reported above reflects the weighted average sale price. These trades were placed pursuant to a 10b5-1 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range
Referenced by the price of 2 transactions in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $235.21 to $235.50. The price reported above reflects the weighted average sale price. These trades were placed pursuant to a 10b5-1 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range
Referenced by the price of 2 transactions in Table I.