Buchanan Lucas W. 的 Form 4 申報
Silk Road Medical Inc（SILK），2022/8/12 申報
- 申報編號
- 0001593968-22-001338
- 申報時間
- 2022/8/12
- 交易日
- 2022/5/20-8/12
- 申報延遲
- 84 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $358.6 萬。交易後 84 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Buchanan Lucas W.CIK 0001769830 | 高階主管（營運長、財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/10 | Common Stock | M行使選擇權取得 | +7,180 | $4.73 | +$33,961.4 | 255,930 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −7,180 | $47.03F2 | −$337,675.4 | 248,750 | 直接 | |
| 2022/8/10 | Common Stock | M行使選擇權取得 | +2,807 | $12.15 | +$34,105.05 | 251,557 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −2,807 | $47.03F2 | −$132,013.21 | 248,750 | 直接 | |
| 2022/8/10 | Common Stock | M行使選擇權取得 | +2,564 | $4.73 | +$12,127.72 | 251,314 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −2,564 | $47.03F2 | −$120,584.92 | 248,750 | 直接 | |
| 2022/8/10 | Common Stock | M行使選擇權取得 | +4,913 | $12.15 | +$59,692.95 | 253,663 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −4,913 | $47.03F2 | −$231,058.39 | 248,750 | 直接 | |
| 2022/5/20 | Common Stock | A公司授予取得 | +550 | $24.51 | +$13,480.5 | 249,300 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −7,536 | $47.03F2 | −$354,418.08 | 241,764 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −25,000 | $48.60F5 | −$1,215,000 | 216,764 | 直接 | |
| 2022/8/12 | Common Stock | S賣出處分 | −25,000 | $47.79F6 | −$1,194,750 | 191,764 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/10 | Common Stock | M行使選擇權處分 | −7,180 | $0.00 | $0 | 0 | 直接 | |
| 2022/8/10 | Common Stock | M行使選擇權處分 | −2,807 | $0.00 | $0 | 0 | 直接 | |
| 2022/8/10 | Common Stock | M行使選擇權處分 | −2,564 | $0.00 | $0 | 0 | 直接 | |
| 2022/8/10 | Common Stock | M行使選擇權處分 | −4,913 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at price ranging from $46.15 to $48.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 5 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at price ranging from $47.38 to $49.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at price ranging from $47.29 to $48.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。