Buchanan Lucas W.'s Form 4 filing
Silk Road Medical Inc (SILK) · filed Aug 12, 2022
- Accession no.
- 0001593968-22-001338
- Filed
- Aug 12, 2022
- Trade date
- May 20-Aug 12, 2022
- Filing delay
- 84 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.59M. It was filed 84 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buchanan Lucas W.CIK 0001769830 | Officer (COO/CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | MOption exerciseAcquired | +7,180 | $4.73 | +$33,961.4 | 255,930 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −7,180 | $47.03F2 | −$337,675.4 | 248,750 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseAcquired | +2,807 | $12.15 | +$34,105.05 | 251,557 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −2,807 | $47.03F2 | −$132,013.21 | 248,750 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseAcquired | +2,564 | $4.73 | +$12,127.72 | 251,314 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −2,564 | $47.03F2 | −$120,584.92 | 248,750 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseAcquired | +4,913 | $12.15 | +$59,692.95 | 253,663 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −4,913 | $47.03F2 | −$231,058.39 | 248,750 | Direct | |
| May 20, 2022 | Common Stock | AGrant or awardAcquired | +550 | $24.51 | +$13,480.5 | 249,300 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −7,536 | $47.03F2 | −$354,418.08 | 241,764 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −25,000 | $48.60F5 | −$1,215,000 | 216,764 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −25,000 | $47.79F6 | −$1,194,750 | 191,764 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −7,180 | $0.00 | $0 | 0 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −2,807 | $0.00 | $0 | 0 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −2,564 | $0.00 | $0 | 0 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −4,913 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at price ranging from $46.15 to $48.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 5 transactions in Table I.
- F5
This transaction was executed in multiple trades at price ranging from $47.38 to $49.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at price ranging from $47.29 to $48.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.