Hall Bryan H 的 Form 4 申報
Liberty Global Ltd.（LBTYA），2024/3/12 申報
- 申報編號
- 0001570585-24-000075
- 申報時間
- 2024/3/12
- 交易日
- 2024/3/8-3/11
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $73.6 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hall Bryan HCIK 0001292152 | 高階主管（執行副總裁、法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/8 | Class A Common Shares | A公司授予取得 | +63,314 | –F1 | – | 205,437 | 直接 | |
| 2024/3/8 | Class A Common Shares | F扣股繳稅處分 | −27,701 | $17.36 | −$480,889.36 | 177,736 | 直接 | |
| 2024/3/8 | Class C Common Shares | A公司授予取得 | +63,314 | –F1 | – | 197,635 | 直接 | |
| 2024/3/8 | Class C Common Shares | F扣股繳稅處分 | −27,701 | $18.17 | −$503,327.17 | 169,934 | 直接 | |
| 2024/3/8 | Class C Common Shares | S賣出處分 | −25,000 | $18.24F2 | −$456,000 | 144,934 | 直接 | |
| 2024/3/11 | Class C Common Shares | S賣出處分 | −15,000 | $18.68F3 | −$280,200 | 129,934 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Class A and Class C common shares of the Issuer received by the Reporting Person pursuant to the Issuer's 2023 Annual Performance Award for employees (which was paid in part in shares), subject to applicable tax withholding.
表 I 有 2 筆交易的價格引用這則附註。
- F2
The price reflects a weighted average of sales made at prices ranging from $18.20 to $18.34. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reflects a weighted average of sales made at prices ranging from $18.65 to $18.71. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.
表 II 有 2 筆交易的價格引用這則附註。
備註
The trading symbols for the Issuer's classes of common shares are LBTYA, LBTYB, and LBTYK.